
Company
C4 Group was founded in 2001 by top investment bankers and industry executives. C4’s goal is to provide growth companies in Austria and southern Germany the access to growth capital, accompanied by a high level of entrepreneurial understanding. More than 20 IPOs, capital increases, and convertible loan issues on the Vienna and Frankfurt stock exchanges represent the personal track record of the C4 Capital Markets team on listed markets (one of four C4 divisions).
With more than five decades of personal capital market expertise, C4 Capital Markets sees itself as the leading address for involving major international investors in growth companies from Austria, but also as an innovator and driving force behind new capital market products. In the start-up segment, too, C4 is helping to shape a new segment of growth financing with the four largest crowd investing campaigns for Austrian start-up companies. C4 has also implemented several major growth financing projects for medium-sized clients, such as the Biogena Group.
As entrepreneurs for entrepreneurs, we are a competent, trustworthy, and independent partner for all equity financing and capital market activities.
Criteria for financing
Growth companies from Austria and Southern Germany with promising growth potential
Financing volume
Minimum volume for growth capital transactions: EUR 2 Mio.
Volume for IPO’s and Secondaries: Minimum EUR 20 Mio. to maximum EUR 100 Mio.
Services
C4 Department „Capital Market“
- Investmentbanking
- Corporate Finance-Advisory
- Capital Market Coach
- Lead of the IPO-Light Working Party (Conda, CMS Reich-Rohrwig Hainz, C4)
Range of services
- Initial Public Offerings (IPO’s via capital increases & Pre IPO’s via Going Public-Convertible Loans)
- Financial Advisory in growth financing rounds
- Pre market: structuring of equity & equity surrogate financing rounds
- Alternative Capital Market financing rounds (Crowdinvesting Campaigns)
- Organization of Institutional Investors-Roadshows in case of own issue of shares
- Marketing, Investor Relations in advance of IPO and Pre IPO transactions
- Preparation of Roadshows, investors conferences, meetings post IPO
Reference Data
Crowdinvesting Campaigns, Exemplary:
- EUR 1 Mio. Kaahée R&D GmbH (incl. equity totalling EUR 2,5 Mio.)
- EUR 0,72 Mio. neovoltaic AG (incl. equity totalling EUR 6 Mio.)
- EUR 1,2 Mio. COOEE alpin (+ identification of equity investor)
- EUR 0,6 Mio. Scarletred
- EUR 1,25 Mio. AVILOO (incl. equity/grants totalling EUR 3,25 Mio.)
- EUR 4,75 Mio. Biogena I+II (incl. coporate loan EUR 7,75 Mio.)
- EUR 0,8 Mio EAP Abutments
- EUR 0,5 Mio. Selectum (incl. equity EUR 1 Mio.)
- EUR 0,5 Mio. Capito (incl. grants EUR 1,2 Mio.)
- Cube Dx (incl. grant EUR 0,8 Mio.)
- Luefty (incl. grant & convertible loan EUR 0,9 Mio.)
- M.o.r.e. Technologies (incl. grant EUR 0,6 Mio.)
IPO’s – Secondaries, exemplary (personal references)
- Lauda Air (IPO PS, Lauda air has been taken over by Austrian Airlines)
- Auricon IPO (Holding company with majority stakes in Waagner Biro, Binder&Co)
- Trust Invest IPO (today Management Trust Holding)
- Steirerobst IPO (has been taken over by Agrana)
- Kies Union IPO (+ Convertible Bond)
- Maculan (Convertible Bond)
- Pankl & Hofmann IPO
- Jenbacher IPO (has been taken over by General Electric)
- Röhrig High Tech Plastics IPO/Deutsche Börse as CFO/board member
- Lenzing (secondary offering)
- Semperit (secondary offering)
- Polytec IPO (Advisor to the Lead Manager Lehmann Brothers)
More than 150 Venture Financing rounds und M&A Deals
Company Seat
Vienna, Austria
Address
Tuchlauben 8
1010 Vienna
T 01/5327888
office(a)c4group.at
Internet
Contact persons
Hannes Voit, Tkfm., Certified Management Consultant
Founder, CEO
T +43 676/842619400
h.voit(a)c4group.at
Walter Lederer
Head C4 Club of Partners
T +43 676/842619600
w.lederer(a)c4group.at

